GLOBAL FINANCIAL NAVIGATION

Welcome

We provide sophisticated advisory and financing services to public and private companies. We are committed to exceeding client expectations and are proactive in delivering value-added advice and excellence in execution.

With a combination of Wall Street research, portfolio management, merger and acquisition, private equity, corporate acquisition, and entrepreneurial experience, Diamond Halpern Capital has a unique and extensive set of skills and transaction experience to draw on when providing our clients with advice.

Inside Diamond Halpern Capital

  • Diamond Halpern Capital, founded in 2002, is a boutique investment bank and broker-dealer, primarily focused on advisory and capital raising services. We are members of FINRA, SIPC.
  • We have a strong track record of success under a variety of market conditions, having raised about $600MM in over 25 engagements.
  • In addition to traditional financing methods (e.g., PIPES, RDs, ATMs), we have developed innovative and efficient alternative financing methods called Structured Term Equity Placement (STEP) which provide capital via tranches.
  • We have expertise in using convertible structures to provide non-shelf issuers with significant flexibility.

Global Reach

  • We have strong relationships in the US, Canada, China, Europe and Latin America.
  • We are able to meet the diverse needs of companies looking for cross-border finance, M&A, JVs and expansion of their shareholder base.
  • Through our Asia partnerships, we are able to help Asian private companies tap the U.S. markets via a variety of methods, including alternative public offerings and reverse mergers.

China Focus

With strong connections throughout Asia, Diamond Halpern Capital is strongly positioned to help Asian companies access US capital markets, whether by a reverse merger, a traditional financing or one of the firm's innovative structured products. As part of this effort, Diamond Halpern Capital has a joint venture with Diamond Wealth Investment, focusing on Chinese companies. Diamond Wealth has an exceptional track record in China, having helped numerous companies access the US markets in recent years. Diamond Wealth has offices in Shanghai, China, and U.S. offices in New York, Los Angeles, Chicago and Miami.

Diamond Halpern Capital is pleased to announce it is issuing coverage of American Lorain Corp (NYSE: ALN).

Download a copy here

© 2008 Halpern Capital. All rights reserved. - Regulatory Disclosures